Search result for 'settlement regulations'

Sebi Plans SOP for Settlement Regulations | Latest News

March 16, 2025 18:52

Sebi is finalizing a standard operating procedure for applying settlement regulations for cases amid rising settlement matters. The regulator is also working on uniformity in applying the...

Sebi Settles Case with 5 Officials for Rs 95.55 Lakh

March 6, 2025 16:54

Five individuals from Add-Shop E-Retail Ltd and White Organic Agro Ltd settled a case with Sebi for violation of regulatory norms, paying Rs 95.55 lakh. The case involved alleged irregularities...

PB Fintech CEO Settles Insider Trading Case with Sebi

March 4, 2025 18:25

Yashish Dahiya, CEO of PB Fintech, has settled an insider trading case with Sebi, paying Rs 9.42 lakh to resolve the allegations. The case involved PB Fintech acquiring shares of YKNP Marketing...

NGL Fine-Chem Settles Sebi Disclosure Lapse Case - Rs 92.21 Lakh Paid

February 26, 2025 14:50

NGL Fine-Chem and its promoters have settled a Sebi case regarding shareholding disclosure violations, paying a total of Rs 92.21 lakh. The case involved incorrect disclosures of shareholding...

Electrosteel Castings Settles Insider Trading Case with Sebi

February 20, 2025 19:14

Electrosteel Castings promoters and officials settle an insider trading case with Sebi after paying Rs 18 crore in settlement amount. The entities also agreed to disgorge unlawful gains and stay...

ICICI Securities Settles Sebi Case for Rs 80.4 Lakh

February 14, 2025 20:50

ICICI Securities has paid Rs 80.4 lakh to settle a case with Sebi for alleged violation of stock broker rules and market norms. The case stemmed from a joint inspection by Sebi and NSE in September...

Paytm Money Settles Sebi Case for Rs 45.5 Lakh

February 13, 2025 16:59

Paytm Money has settled a case with Sebi after paying Rs 45.50 lakh in settlement amount. The case related to alleged violations of market norms, including technical glitch framework.

National Peroxide Settles Sebi Case for Disclosure Lapses

February 11, 2025 21:37

National Peroxide Ltd has settled a case with Sebi for alleged disclosure lapses related to a scheme of arrangement. The company paid Rs 9.4 lakh to resolve the matter.

Sebi Settles Front-Running Case for Rs 91 Lakh

January 8, 2025 19:41

Two individuals, Meghana Gosar and Devan Sangoi, have settled a front-running case with Sebi by paying Rs 91 lakh and complying with other conditions, including a disgorgement amount and a...

ICICI Securities Settles Sebi Case for Rs 40.2 Lakh

January 6, 2025 17:41

ICICI Securities has settled a case with Sebi for alleged violation of stock brokers rules, paying Rs 40.2 lakh in settlement charges. The case involved unauthorized trading activities and lack of...

Nesco Ex-Director Settles Sebi Case for Rs 21.45 Lakh

January 1, 2025 19:48

Manu M Parpia, former independent director of Nesco Ltd, settled a Sebi case alleging violation of disclosure and regulatory norms by paying Rs 21.45 lakh.

SBI-SG Global Settles FPI Violation Case with Sebi

December 27, 2024 20:58

SBI-SG Global Securities Services has settled a case with Sebi related to alleged violations of FPI rules by paying Rs 29.25 lakh in settlement charges. The violations included granting FPI...

Sebi Settles AIF Rule Violation Case for Rs 28.5 Lakh

December 25, 2024 18:12

Three entities, including Utthishta Virat Fund, have settled with Sebi after paying Rs 28.5 lakh for violating AIF norms and other regulatory rules.

Bharat Forge Promoter Settles Sebi Disclosure Case

December 23, 2024 19:49

Kalyani Investment Company, a Bharat Forge promoter group entity, has paid Rs 1.12 crore to settle a Sebi case alleging violation of disclosure norms.

Insider Trading Settlement: Rs 74 Lakh Paid to Sebi

December 23, 2024 19:00

Two individuals, including a former Deloitte employee, settled an insider trading case with Sebi by paying Rs 74 lakh. The case involved alleged violations related to HDFC and HDFC Bank merger...

Infomerics Valuation Settles Sebi CRA Violation Case

December 20, 2024 21:58

Infomerics Valuation and Rating has settled a case with Sebi for alleged violation of credit rating agency rules, paying Rs 57.63 lakh in settlement charges.

Hikal Settles Disclosure Lapses Case with Sebi, Pays Rs 44 Lakh

November 29, 2024 18:52

Pharmaceutical firm Hikal has settled a disclosure lapses case with Sebi by paying Rs 44 lakh. The case involved alleged violations of LODR regulations related to an incident involving the illegal...

K Raheja Pays Rs 68.73 Lakh to Settle Sebi REIT Case

November 28, 2024 19:56

K Raheja Investment Managers has settled with Sebi by paying Rs 68.73 lakh for alleged violation of REIT rules in the Mindspace Business Parks REIT case.

Oceanic Foods Settles Sebi Case for Rs 12.22 Lakh

November 27, 2024 21:08

Oceanic Foods has paid Rs 12.22 lakh to settle a case with Sebi related to alleged disclosure lapses. The company was accused of violating Sebi's LODR regulations.

Axis AMC, Axis MF Trustee Settle Sebi Case for Rs 16.57 Lakh

November 26, 2024 18:56

Axis Asset Management Company (Axis AMC) and Axis Mutual Fund Trustee settled a Sebi case related to alleged violation of mutual fund norms by paying Rs 16.57 lakh.

Wilmington Trust Settles Sebi FPI Case for Rs 64.35 Lakh

November 21, 2024 19:11

Wilmington Trust Collective Investment Trust has paid Rs 64.35 lakh to settle a case with Sebi regarding alleged violations of foreign portfolio investor (FPI) norms. The company failed to inform...

Patels Airtemp Settles Sebi Disclosure Violation Case

November 19, 2024 20:20

Patels Airtemp (India) has settled a case with Sebi for alleged violation of disclosure rules, paying Rs 28.53 lakh. The case involved alleged violations of the LODR (Listing Obligations and...

RM Drip Promoter Settles Disclosure Lapse Case with SEBI

November 6, 2024 19:10

Nivrutti Pandurang Kedar, a promoter of RM Drip and Sprinklers Systems, has settled a case with SEBI for alleged violation of disclosure norms, paying Rs 22.16 lakh in settlement charges. The case...

UPL, Jaidev Shroff Settle Sebi Case for Rs 20.2 Crore

November 2, 2024 22:04

UPL and its promoter Jaidev Shroff have settled a Sebi case related to alleged regulatory violations, paying Rs 20.2 crore in settlement charges. The case involved allegations of routing funds to...

Angel One Settles Sebi Case for Rs 5.74 Crore

October 25, 2024 19:16

Angel One has settled a case with SEBI related to alleged violation of regulatory norms, paying Rs 5.74 crore in settlement charges. The case involved alleged violations of Stock Brokers norms and...

Sebi Insider Trading Case Settled: Two Individuals Pay Rs 27.95 Lakh

October 3, 2024 18:10

Two individuals have settled a case with Sebi regarding alleged insider trading in Balaji Amines Ltd. They paid Rs 27.95 lakh in settlement charges.

CARE Ratings Settles Sebi Case: Pays Rs 13 Lakh

August 23, 2024 17:41

CARE Ratings has settled a case with Sebi regarding alleged violation of Credit Rating Agencies (CRA) rules, paying Rs 13.05 lakh. The case involved monitoring and review of ratings by CRAs.

ICICI Securities Delisting Approved by NCLT

August 21, 2024 13:28

The National Company Law Tribunal (NCLT) has approved the delisting of ICICI Securities, dismissing objections from minority shareholders. ICICI Securities will become a wholly-owned subsidiary of...

ICICI Securities Settles Sebi Case, Pays Rs 69.82 Lakh

August 21, 2024 12:57

ICICI Securities has settled with Sebi after paying Rs 69.82 lakh for alleged violation of regulatory norms related to merchant banking activities. The settlement order was passed on August 20, 2024.

Piramal Capital Ex-MD Settles Insider Trading Case with Sebi

July 25, 2024 22:01

Piramal Capital Housing Finance's former MD Khushru Jijina, his wife Benaifer, and Greatdeal Finconsult settled an insider trading case with Sebi by paying Rs 43.55 crore.

Raselle Capital VCC Settles FPI Violation Case with Sebi

July 2, 2024 17:34

Raselle Capital VCC has settled a case with Sebi regarding alleged violations of FPI rules after paying Rs 1.23 crore in settlement charges. The case involved alleged violations of Sebi's Foreign...

Infosys CEO Settles Insider Trading Case with Sebi

June 27, 2024 14:08

Infosys CEO Salil Parekh has settled an insider trading case with Sebi, paying Rs 25 lakh for allegedly failing to implement adequate internal controls to prevent insider trading.

SBICAP Trustee Settles Sebi Case for Rs 25 Lakh

June 12, 2024 16:32

SBICAP Trustee Company Ltd settled with Sebi a case for alleged violation of debenture trustees rules after paying Rs 25 lakh towards settlement amount.

Canara Robeco Settles Sebi Case for MF Rule Violation - Rs 84.82 Lakh Paid

June 11, 2024 17:06

Canara Robeco Asset Management Company Ltd settled a Sebi case for alleged violation of mutual fund norms, paying Rs 84.82 lakh towards settlement charges. The case was related to offsite cum...

Sebi Launches Settlement Calculator for Simplified Process

May 30, 2024 22:20

Sebi introduces a beta version of the settlement calculator to streamline the process of determining settlement amounts and enhance transparency. The calculator provides guidelines for indicative...

JM Financial Settles Sebi Case for Rs 23 Lakh

May 21, 2024 19:22

JM Financial and six others have paid over Rs 23 lakh to Sebi to settle a case related to alleged violation of disclosure rules and merchant banking norms in the matter of Elcid Investments Ltd.

HDFC Bank, HSBC Settle Sebi Case: Rs 39 Lakh Paid

March 1, 2024 22:05

HDFC Bank, HSBC, Citi Bank, and Deutsche Bank AG have settled a case with Sebi for allegedly not meeting FPI eligibility criteria. They paid a total of Rs 39.36 lakh in settlement fees.

Sebi Settles Audit Committee Violation Case - Rs 42 Lakh Paid

February 13, 2024 18:34

Four individuals settled a case with Sebi for alleged failure to perform their duty as members of the audit committee of Binny Ltd. They paid over Rs 42 lakh collectively to settle the case.

RKSV Securities Settles Sebi Case: Pays Rs 1.13 Crore

November 3, 2023 20:53

RKSV Securities India (Upstox) has settled a case with Sebi for alleged violation of regulatory norms, paying Rs 1.13 crore as settlement charges. The case involved alleged breaches of cyber...

Company Name
Price
Volume

Vodafone Idea L
6.95 ( -0.14)
43575671

Spicejet Ltd.
45.41 ( -0.15)
43045653

Sunshine Capital
0.71 ( -4.05)
32614254

Guj. Toolroom Lt
1.59 ( -4.79)
15618377

Srestha Finvest
0.55 ( -1.79)
15325263

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Search result for 'settlement regulations'

Sebi Plans SOP for Settlement Regulations | Latest News

Sebi Settles Case with 5 Officials for Rs 95.55 Lakh

PB Fintech CEO Settles Insider Trading Case with Sebi

NGL Fine-Chem Settles Sebi Disclosure Lapse Case - Rs 92.21 Lakh Paid

Electrosteel Castings Settles Insider Trading Case with Sebi

ICICI Securities Settles Sebi Case for Rs 80.4 Lakh

Paytm Money Settles Sebi Case for Rs 45.5 Lakh

National Peroxide Settles Sebi Case for Disclosure Lapses

Sebi Settles Front-Running Case for Rs 91 Lakh

ICICI Securities Settles Sebi Case for Rs 40.2 Lakh

Nesco Ex-Director Settles Sebi Case for Rs 21.45 Lakh

SBI-SG Global Settles FPI Violation Case with Sebi

Sebi Settles AIF Rule Violation Case for Rs 28.5 Lakh

Bharat Forge Promoter Settles Sebi Disclosure Case

Insider Trading Settlement: Rs 74 Lakh Paid to Sebi

Infomerics Valuation Settles Sebi CRA Violation Case

Hikal Settles Disclosure Lapses Case with Sebi, Pays Rs 44 Lakh

K Raheja Pays Rs 68.73 Lakh to Settle Sebi REIT Case

Oceanic Foods Settles Sebi Case for Rs 12.22 Lakh

Axis AMC, Axis MF Trustee Settle Sebi Case for Rs 16.57 Lakh

Wilmington Trust Settles Sebi FPI Case for Rs 64.35 Lakh

Patels Airtemp Settles Sebi Disclosure Violation Case

RM Drip Promoter Settles Disclosure Lapse Case with SEBI

UPL, Jaidev Shroff Settle Sebi Case for Rs 20.2 Crore

Angel One Settles Sebi Case for Rs 5.74 Crore

Sebi Insider Trading Case Settled: Two Individuals Pay Rs 27.95 Lakh

CARE Ratings Settles Sebi Case: Pays Rs 13 Lakh

ICICI Securities Delisting Approved by NCLT

ICICI Securities Settles Sebi Case, Pays Rs 69.82 Lakh

Piramal Capital Ex-MD Settles Insider Trading Case with Sebi

Raselle Capital VCC Settles FPI Violation Case with Sebi

Infosys CEO Settles Insider Trading Case with Sebi

SBICAP Trustee Settles Sebi Case for Rs 25 Lakh

Canara Robeco Settles Sebi Case for MF Rule Violation - Rs 84.82 Lakh Paid

Sebi Launches Settlement Calculator for Simplified Process

JM Financial Settles Sebi Case for Rs 23 Lakh

HDFC Bank, HSBC Settle Sebi Case: Rs 39 Lakh Paid

Sebi Settles Audit Committee Violation Case - Rs 42 Lakh Paid

RKSV Securities Settles Sebi Case: Pays Rs 1.13 Crore

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