Search result for 'industry standards forum'

Sebi clarifies the 'level' of Compliance Officer under listing regulations, requiring reporting to MD, Whole-Time Directors or CEO. The regulator also extended the deadline for algorithmic trading...

Sebi simplifies nomination procedures for demat accounts and mutual funds, allowing for easier transfer of assets upon death or incapacitation. Nominees can claim assets and choose to continue...

Sebi has permitted Associations of Persons (AoPs) to open demat accounts in their own name, enabling them to hold mutual fund units, corporate bonds, and government securities.

Sebi has instructed research analysts and investment advisors to disclose the most important terms and conditions of their services to clients, including fee limits and conflict of interest policies.

Sebi introduces new industry standards for disclosure of related party transactions by listed entities, requiring detailed information to be provided to audit committees and shareholders for approval.

Sebi introduces a uniform data sharing policy for research, categorizing data as publicly shareable and non-public for research purposes. This policy aims to balance data accessibility for research...

Sebi extends ESG disclosure deadline for value chain partners of listed companies to FY26, allowing more time for compliance with BRSR requirements. The move aims to enhance ease of doing business...

Sebi proposes easing client fund settlement rules, allowing brokers to settle funds of inactive clients on upcoming monthly settlement dates. The move aims to streamline processes and benefit...

Sebi updates guidelines on shared mobile numbers and email addresses for investor alerts by stock brokers, aiming for operational convenience while ensuring compliance.

Sebi proposes allowing non-individual clients, such as HUFs, partnerships, trusts, and corporates, to use the same mobile number or email address for compliance ease.

Sebi has extended the deadline for direct pay-out of securities to clients' demat accounts to November 11. The move aims to improve operational efficiency and reduce risk in the market.

Sebi has relaxed margin trading facility rules, allowing securities funded through cash collateral to be considered as maintenance margin. This move aims to promote ease of doing business and...

Sebi is considering a standardized reporting format for research analysts and proxy advisers, seeking public comments on the proposed format.

Sebi is streamlining IPO approvals with a templatised offer document and AI tool for faster processing. The regulator also plans to simplify fundraising for listed companies.

SEBI has issued a circular requiring stock brokers to establish an institutional mechanism for fraud prevention and market abuse. The circular mandates implementation of surveillance systems,...

SEBI has reduced the approval time for stock brokers to offer internet-based trading from 30 days to 7 days, aiming to ease business operations. The move also eliminates the need for periodic...

Sebi has introduced a framework to determine share prices for transactions where a listed company verifies market rumours within a specific timeframe. This framework addresses concerns about price...

Sebi has expressed concerns about 24x7 trading due to infrastructure resilience. Brokers are expected to finalize their views on the matter by the end of February.

Sebi is implementing a framework by April 1st allowing brokers to offer clients the ability to voluntarily block their trading accounts to prevent suspicious activities.

SEBI seeks public feedback on new rules for verifying market rumors, focusing on material events and unaffected share price. The proposal aims to streamline the process and reduce impact on listed...

Sebi has eased guidelines for settling client accounts, allowing stock brokers to settle running accounts on the first Friday or Saturday of the quarter or month. The new framework aims to...