Search result for 'prohibition of insider trading'

Nucleus Software takes action against employee penalized by Sebi for insider trading. Compliance and regulatory measures reinforced.

Individual settles insider trading violation with Sebi for Rs 39 lakh. Case involved Torrent Power financial results. Details here.

Sebi chief urges banks to strengthen compliance, prevent insider trading. Focus on internal controls, UPSI protection, and empowered compliance officers.

Sebi imposed a Rs 10 lakh fine on an entity for insider trading in HDFC and HDFC Bank shares before their merger announcement. The entity allegedly used unpublished price-sensitive information (UPSI).

Sebi has attached Mehul Choksi's bank accounts, shares, and mutual fund holdings to recover Rs 2.1 crore in dues related to insider trading violations.

Sebi has issued a demand notice to Mehul Choksi, seeking Rs 2.1 crore for violating insider trading rules in Gitanjali Gems shares. The regulator has threatened asset seizure if the payment isn't...

A former Axis Capital executive director and an individual have settled a case with Sebi related to alleged insider trading violations in BF Investment shares, paying Rs 1.13 crore and facing a...

SEBI has issued a warning letter to Nestle India for alleged insider trading by a senior official. The company claims the incident has no material impact on its operations.

Yashish Dahiya, CEO of PB Fintech, has settled an insider trading case with Sebi, paying Rs 9.42 lakh to resolve the allegations. The case involved PB Fintech acquiring shares of YKNP Marketing...

Electrosteel Castings promoters and officials settle an insider trading case with Sebi after paying Rs 18 crore in settlement amount. The entities also agreed to disgorge unlawful gains and stay...

Sebi has ordered the disgorgement of Rs 6.17 crore from Krishna Shriram, the legal heir of Siddharth Shriram, for insider trading in Mawana Sugars shares. The order follows an investigation into...

Sebi has barred two individuals from the securities market for one year and impounded illegal gains of over Rs 2.60 crore made by them from indulging in insider trading in the scrip of Infosys. The...

Sebi has updated insider trading norms, permitting subscription to non-convertible securities during trading window closure. The change aims to streamline the process for companies seeking financing.

Two individuals, including a former Deloitte employee, settled an insider trading case with Sebi by paying Rs 74 lakh. The case involved alleged violations related to HDFC and HDFC Bank merger...

Sebi has issued a warning letter to HDFC Bank for regulatory non-compliance related to investment banking activities. The letter alleges non-compliance with SEBI regulations, including the Merchant...

Sebi has barred two individuals from the securities markets for one year and imposed a fine of Rs 25 lakh for insider trading in shares of Jagsonpal Pharmaceuticals.

ABB India has received a warning from Sebi for violation of insider trading rules by two of its employees. The warning letter was issued on November 8, 2024.

Two individuals have settled a case with Sebi regarding alleged insider trading in Balaji Amines Ltd. They paid Rs 27.95 lakh in settlement charges.

Sebi proposes exempting non-convertible securities (NCS) transactions from trading window restrictions to simplify deals and benefit market participants.

Three individuals settled insider trading charges with Sebi in the PNB Housing Finance case, paying a collective Rs 1.56 crore. The regulator initiated proceedings for alleged violation of insider...

SEBI implements insider trading rules for mutual funds, effective November 1, 2024, to enhance transparency and prevent misuse of sensitive information by AMCs.

SEBI proposes changes to the definition of 'connected person' and 'relative' under insider trading rules, adding new categories of 'deemed connected persons'.

Sebi has eased trading rules for company insiders, reducing the cool-off period and allowing for price limits. The changes aim to simplify trading for officials who have access to unpublished...

A SAIL employee has settled a case with Sebi regarding alleged insider trading activities in the company's shares, paying Rs 45.50 lakh in settlement charges. The case involved trading on...

Sebi has imposed a Rs 10 lakh fine on an individual for violating insider trading rules in the acquisition of Magma Fincorp by Poonawalla Group. The individual, Abhijit Pawar, is alleged to have...

Sebi proposes changes to 'trading plan' rules for insiders, reducing cool-off periods and coverage requirements. Public comments invited till December 15.