Search result for 'regulatory violations'

RBI Governor Urges Banks to End KYC Document Re-Submission

March 17, 2025 22:13

RBI Governor Sanjay Malhotra calls for an end to repeated KYC document requests by banks, citing inconvenience to customers. He also stresses the importance of complaint redressal and using AI for...

RBI Fines JM Financial, Experian for Regulatory Violations

March 13, 2025 18:45

Reserve Bank of India (RBI) has imposed penalties on JM Financial Products and Experian Credit Information Company for non-compliance with regulatory provisions.

HC Stays FIR Against Ex-Sebi Chief Buch, 5 Others

March 4, 2025 12:39

The Bombay High Court stayed a special court's order directing an FIR against former Sebi chairperson Madhabi Puri Buch and 5 others for alleged stock market fraud and regulatory violations.

HC Stays FIR Against Ex-Sebi Chief Buch, 5 Others

March 4, 2025 12:29

Bombay High Court stays special court order directing FIR against ex-Sebi chairperson Madhabi Puri Buch and 5 others for alleged stock market fraud and regulatory violations.

HC Stays FIR Against Ex-Sebi Chief Buch & Others: Stock Market Fraud Allegations

March 4, 2025 11:50

The Bombay High Court has stayed an order directing an FIR against former Sebi chairperson Madhabi Puri Buch and others for alleged stock market fraud and regulatory violations.

HC Stays FIR Against Ex-Sebi Chief Buch, 5 Others

March 4, 2025 11:50

Bombay High Court stays a special court's order to file an FIR against ex-Sebi chief Madhabi Puri Buch and 5 others for alleged stock market fraud and regulatory violations. The court found the...

Sebi Chief Madhabi Puri Buch Faces FIR Over Stock Market Fraud

March 2, 2025 16:04

A special court has ordered an FIR against former Sebi chairperson Madhabi Puri Buch and 5 others for alleged stock market fraud and regulatory violations. The court found prima facie evidence of...

RBI Fines Citibank Rs 39 Lakh for Regulatory Violations

February 21, 2025 20:42

The Reserve Bank of India has imposed a penalty of Rs 39 lakh on Citibank N.A. for non-compliance with directions pertaining to large exposures framework and delay in furnishing credit information...

RBI Fines Nainital Bank & Ujjivan SFB Rs 68 Lakh for Regulatory Violations

February 14, 2025 18:24

The Reserve Bank of India has imposed penalties totaling Rs 68.1 lakh on Nainital Bank and Ujjivan Small Finance Bank for contraventions of regulatory norms. The penalties were imposed for...

Sebi Fines Anand Rathi Rs 5 Lakh for Regulatory Violations

January 30, 2025 19:45

Sebi has fined Anand Rathi Shares & Stock Brokers Ltd Rs 5 lakh for violating regulatory norms, including misusing client funds and failing to maintain records.

Sebi Drops Case Against Karvy Capital in AIF Violation Case

January 4, 2025 20:47

Sebi has dropped a show cause notice against Karvy Capital and its officials for alleged violations of alternative investment fund rules, finding no breaches.

NSE to Triple Colocation Rack Capacity in Mumbai

September 25, 2024 19:24

The National Stock Exchange (NSE) plans to triple its colocation data center capacity in Mumbai to over 4,000 racks within three years, aiming to enhance trading member operations and infrastructure.

SEBI Drops Charges Against NSE, Employees in Co-Location Case

September 13, 2024 18:56

SEBI dismissed regulatory charges against the NSE and its former employees in the co-location case, citing insufficient evidence. The case involved allegations of preferential access for certain...

CDSL, Citibank Settle Sebi Cases: Regulatory Violations

August 27, 2024 18:19

CDSL and Citibank N.A. have settled regulatory violation cases with Sebi after paying settlement charges. The cases involved alleged violations of operational framework for defaulted debt...

Reliance Power, Home Finance Hit Lower Circuit Limits After Sebi Ban

August 27, 2024 17:49

Shares of Reliance Power and Reliance Home Finance hit lower circuit limits after Sebi barred Anil Ambani and others from the securities market for five years due to fund diversion allegations.

Reliance Shares Hit Lower Circuit: Ambani Banned by Sebi

August 26, 2024 11:41

Shares of Reliance Home Finance, Reliance Power, and Reliance Communications hit lower circuit limits after Sebi barred Anil Ambani from the securities market for five years due to fund diversion...

RBI Fines CSB Bank, Union Bank, Others for Regulatory Violations

August 12, 2024 18:49

The Reserve Bank of India has penalized CSB Bank, Union Bank of India, Muthoot Housing Finance, Nido Home Finance, and Ashoka Viniyoga for violating regulatory norms.

Canara Robeco Settles Sebi Case for MF Rule Violation - Rs 84.82 Lakh Paid

June 11, 2024 17:06

Canara Robeco Asset Management Company Ltd settled a Sebi case for alleged violation of mutual fund norms, paying Rs 84.82 lakh towards settlement charges. The case was related to offsite cum...

RBI Fines SBM Bank (India) Rs 88.70 Lakh for Regulatory Violations

May 31, 2024 21:27

The Reserve Bank of India has imposed a penalty of Rs 88.70 lakh on SBM Bank (India) for non-compliance with certain regulatory norms, including licensing conditions and directions on Liberalised...

RBI Warns ARCs: Comply With Regulations in Spirit, Not Just Letter

May 29, 2024 13:49

RBI Deputy Governor Swaminathan J warns Asset Reconstruction Companies (ARCs) to comply with regulations in letter and spirit, raising concerns about increasing regulatory violations and unethical...

IIFCL AMC Settles Mutual Fund Violation Case with Sebi

May 2, 2024 14:19

IIFCL Asset Management Company and 4 individuals have settled a case with Sebi for alleged violation of mutual fund norms, paying Rs 1.02 crore in settlement charges.

RBI Fines 5 Co-operative Banks Rs 60.3 Lakh for Regulatory Violations

April 18, 2024 20:03

The Reserve Bank of India has imposed penalties totaling Rs 60.3 lakh on five co-operative banks for violating regulatory norms related to loans, deposits, and account maintenance.

JM Financial Shares Plunge 19% After RBI Restrictions

March 6, 2024 11:09

JM Financial shares plummeted over 19% after the Reserve Bank imposed restrictions on JM Financial Products Ltd for manipulating IPO bids.

RBI Imposes Curbs on JM Financial Products for IPO Funding Lapses

March 5, 2024 21:21

The Reserve Bank of India (RBI) has imposed restrictions on JM Financial Products Ltd for its role in helping customers bid for IPOs using loaned funds. The RBI found lapses in credit underwriting...

RBI Bans IIFL Finance From Gold Loans: Supervisory Concerns

March 4, 2024 19:13

Reserve Bank of India (RBI) barred IIFL Finance from disbursing gold loans due to supervisory concerns including deviations in gold purity certification, breaches in loan-to-value ratio and more.

RBI Bans IIFL Finance from Gold Loans: Supervisory Concerns

March 4, 2024 17:51

The Reserve Bank of India has barred IIFL Finance from sanctioning or disbursing gold loans due to material supervisory concerns in its gold loan portfolio. The RBI has ordered a special audit.

RBI Fines Bajaj Housing Finance Rs 5 Lakh for Regulatory Violations

February 2, 2024 20:57

The Reserve Bank of India has imposed a penalty of Rs 5 lakh on Bajaj Housing Finance for non-compliance with certain regulatory provisions related to changes in management. The penalty is based on...

RBI Fines 3 Banks Rs 2.49 Crore for Regulatory Violations

January 12, 2024 19:16

The Reserve Bank of India (RBI) has imposed penalties totaling Rs 2.49 crore on Dhanlaxmi Bank, Punjab and Sind Bank, and ESAF Small Finance Bank for non-compliance with regulatory norms.

RBI Fines PNB, Federal Bank & Others for Regulatory Violations

November 3, 2023 18:46

The Reserve Bank of India (RBI) has imposed penalties on Punjab National Bank, Federal Bank, Mercedes-Benz Financial Services, and Kosamattam Finance for non-compliance with regulatory norms,...

India Fruit Exports Surge 47% in 5 Years: Govt

INOX Air Products Launches First Green Hydrogen Plant in India

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Search result for 'regulatory violations'

RBI Governor Urges Banks to End KYC Document Re-Submission

RBI Fines JM Financial, Experian for Regulatory Violations

HC Stays FIR Against Ex-Sebi Chief Buch, 5 Others

HC Stays FIR Against Ex-Sebi Chief Buch, 5 Others

HC Stays FIR Against Ex-Sebi Chief Buch & Others: Stock Market Fraud Allegations

HC Stays FIR Against Ex-Sebi Chief Buch, 5 Others

Sebi Chief Madhabi Puri Buch Faces FIR Over Stock Market Fraud

RBI Fines Citibank Rs 39 Lakh for Regulatory Violations

RBI Fines Nainital Bank & Ujjivan SFB Rs 68 Lakh for Regulatory Violations

Sebi Fines Anand Rathi Rs 5 Lakh for Regulatory Violations

Sebi Drops Case Against Karvy Capital in AIF Violation Case

NSE to Triple Colocation Rack Capacity in Mumbai

SEBI Drops Charges Against NSE, Employees in Co-Location Case

CDSL, Citibank Settle Sebi Cases: Regulatory Violations

Reliance Power, Home Finance Hit Lower Circuit Limits After Sebi Ban

Reliance Shares Hit Lower Circuit: Ambani Banned by Sebi

RBI Fines CSB Bank, Union Bank, Others for Regulatory Violations

Canara Robeco Settles Sebi Case for MF Rule Violation - Rs 84.82 Lakh Paid

RBI Fines SBM Bank (India) Rs 88.70 Lakh for Regulatory Violations

RBI Warns ARCs: Comply With Regulations in Spirit, Not Just Letter

IIFCL AMC Settles Mutual Fund Violation Case with Sebi

RBI Fines 5 Co-operative Banks Rs 60.3 Lakh for Regulatory Violations

JM Financial Shares Plunge 19% After RBI Restrictions

RBI Imposes Curbs on JM Financial Products for IPO Funding Lapses

RBI Bans IIFL Finance From Gold Loans: Supervisory Concerns

RBI Bans IIFL Finance from Gold Loans: Supervisory Concerns

RBI Fines Bajaj Housing Finance Rs 5 Lakh for Regulatory Violations

RBI Fines 3 Banks Rs 2.49 Crore for Regulatory Violations

RBI Fines PNB, Federal Bank & Others for Regulatory Violations

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