Search result for 'whistleblower policy'

Sebi mandates MIIs to resolve whistleblower complaints within 60 days, adopt RegTech and SupTech, and enhance governance practices. Learn about the new guidelines for stock exchanges and other...

Sebi has amended mutual fund norms to curb front-running and insider trading. The regulator has directed AMCs to have a whistle-blower mechanism and put in place an institutional mechanism to...

SEBI has issued a circular requiring stock brokers to establish an institutional mechanism for fraud prevention and market abuse. The circular mandates implementation of surveillance systems,...

Sebi has mandated stock brokers to implement systems for detecting and preventing market abuse, including surveillance, reporting, and whistleblower policies. The new rules aim to curb fraudulent...