Search result for 'nism certification'

Sebi relaxes educational criteria for Investment Advisers (IAs) & Research Analysts (RAs). Graduates from any discipline can apply.

Sebi proposes changes to certification for securities market professionals. NISM courses, exemptions, CPE updates & more.

Sebi bans First Overseas Capital for 2 years, levies Rs 20 lakh fine for violations. Read more on the penalties and breaches.

The Wealth Company aims to onboard 1000 women MF distributors in Tier II & III cities by FY26 via MF DIDI initiative. Empowering women & boosting financial inclusion.

Sebi considers relaxed regulations for Alternative Investment Funds (AIFs) focused on accredited investors. Details on proposed changes.

Sebi proposes to lower the entry threshold for large-value AIFs to Rs 25 cr from Rs 70 cr. Aims to widen investor participation.

Sebi has extended the deadline for AIF managers to obtain the NISM Series-XIX-C certification to July 31, 2025. This extension provides more time for compliance.

Sebi barred Scient Capital and DGS Capital Management from onboarding new clients after they failed to maintain the minimum net worth of Rs 5 crore as mandated under the portfolio managers rules.

Sebi launches new tools and resources on its website and Saarthi App to empower investors with knowledge and protect their interests in the capital markets.

Sebi has relaxed regulations for investment advisers and research analysts, including eligibility criteria and compliance requirements. The changes aim to simplify the registration process and...

Sebi has introduced a standardised reporting format for investment advisers, requiring them to disclose social media handles, bank accounts, and other details. The new framework aims to enhance...

Sebi has imposed a Rs 6 lakh fine on Maheswari Datamatics for failing to ensure its associated person had the required NISM certification, violating RTA rules.